Robert John Forbes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (15 Jun 2023 to 7 Jul 2025)
    • [FCA CF] Functions requiring qualifications (15 Jun 2023 to 7 Jul 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (3 Jul 2020 to 15 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (3 Jul 2020 to 15 Jun 2023)
    • CF30 Customer (26 Jun 2020 to 15 Jun 2023)
    • CF1 Director (AR) (26 Jun 2020 to 15 Jun 2023)
  • Stadden Forbes Financial Planning Ltd (no longer approved here)

    FRN 837821

    • (1)Employed By (26 Jun 2020 to 15 Jun 2023)
  • Cormorant Partnership LLP (no longer approved here)

    FRN 488257

    • CF30 Customer (19 Dec 2014 to 29 Jun 2018)
    • CF1 Director (AR) (19 Dec 2014 to 29 Jun 2018)
  • Plutus Wealth Management LLP (no longer approved here)

    FRN 541499

    • CF11 Money Laundering Reporting (3 Jan 2012 to 3 Dec 2014)
    • CF10 Compliance Oversight (3 Jan 2012 to 3 Dec 2014)
    • CF30 Customer (3 Jan 2012 to 19 Dec 2014)
    • CF4 Partner (3 Jan 2012 to 5 Oct 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • CF22 Investment Adviser (Trainee) (15 May 2007 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (18 Oct 2005 to 17 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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