Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (6 Jun 2025 to 6 Feb 2026)
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- SMF3 Executive Director (1 Dec 2024 to 31 Jan 2025)
- SMF16 Compliance Oversight (1 Dec 2024 to 28 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Jan 2024 to 17 May 2024)
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- CF1 Director (AR) (16 May 2024 to 28 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2023 to 28 Feb 2025)
- SMF3 Executive Director (20 Oct 2023 to 31 Jan 2025)
- SMF16 Compliance Oversight (20 Oct 2023 to 28 Feb 2025)
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- SMF4 Chief Risk (15 Apr 2021 to 31 Aug 2023)
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- SMF4 Chief Risk (15 Apr 2021 to 31 Aug 2023)
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- SIMF4 Chief Risk Function (7 Mar 2016 to 20 Nov 2017)
- CF28 Systems and controls (27 Mar 2012 to 4 Jun 2014)
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- CF28 Systems and controls (1 Sep 2015 to 20 Nov 2017)
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- CF28 Systems and controls (27 Mar 2012 to 4 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.