Rokstone Group Limited

Date authorised
1 December 2024
Companies House
10397192
Last scraped
4 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aventum Group
    The Monument Building
    11 Monument Street
    London
    City Of London
    EC3R 8AF
    UNITED KINGDOM
    Phone
    +442038156236
    Web
    https://www.rokstoneuw.com

  • Complaints Contact

    Aventum Group
    The Monument Building
    11 Monument Street
    London
    City Of London
    EC3R 8AF
    UNITED KINGDOM
    Phone
    +442038156236

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Robert Curme

    IRN AXC01141

    • CF1 Director (AR) (since 22 Aug 2025)
    • SMF3 Executive Director (since 1 Dec 2024)
  • David Paul Bearman

    IRN DPB01090

    • CF1 Director (AR) (since 19 Aug 2025)
  • Ian Charles Anson

    IRN IXA00164

    • SMF1 Chief Executive (since 1 Dec 2024)
    • Responsible for Insurance Distribution (since 1 Dec 2024)
    • SMF3 Executive Director (since 1 Dec 2024)
  • James Richard Potter

    IRN JRP01184

    • SMF9 Chair of the Governing Body (since 19 May 2025)
    • Responsible for Insurance Distribution (since 19 May 2025)
    • SMF1 Chief Executive (since 1 Dec 2024)
    • SMF3 Executive Director (since 1 Dec 2024)
    • SMF1 Chief Executive (12 Jan 2024 to 17 May 2024)
  • John Anthony Eldridge

    IRN JAE01074

    • CF1 Director (AR) (since 5 Mar 2025)
  • Peter John Morgan

    IRN PJM32959

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2025)
    • SMF16 Compliance Oversight (since 21 May 2025)
  • Robert James Moorehead-Lane

    IRN RXM02300

    • SMF3 Executive Director (1 Dec 2024 to 31 Jan 2025)
    • SMF16 Compliance Oversight (1 Dec 2024 to 28 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jan 2024 to 17 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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