Rokstone Group Limited

Date authorised
1 December 2024
Companies House
10397192
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aventum Group
    The Monument Building
    11 Monument Street
    London
    City Of London
    EC3R 8AF
    UNITED KINGDOM
    Phone
    +442038156236
    Web
    https://www.rokstoneuw.com

  • Complaints Contact

    Aventum Group
    The Monument Building
    11 Monument Street
    London
    City Of London
    EC3R 8AF
    UNITED KINGDOM
    Phone
    +442038156236

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Robert Curme

    IRN AXC01141

    • CF1 Director (AR) (since 22 Aug 2025)
    • SMF3 Executive Director (since 1 Dec 2024)
  • David Paul Bearman

    IRN DPB01090

    • CF1 Director (AR) (since 19 Aug 2025)
  • Ian Charles Anson

    IRN IXA00164

    • SMF1 Chief Executive (since 1 Dec 2024)
    • Responsible for Insurance Distribution (since 1 Dec 2024)
    • SMF3 Executive Director (since 1 Dec 2024)
  • James Richard Potter

    IRN JRP01184

    • SMF9 Chair of the Governing Body (since 19 May 2025)
    • Responsible for Insurance Distribution (since 19 May 2025)
    • SMF1 Chief Executive (since 1 Dec 2024)
    • SMF3 Executive Director (since 1 Dec 2024)
    • SMF1 Chief Executive (12 Jan 2024 to 17 May 2024)
  • John Anthony Eldridge

    IRN JAE01074

    • CF1 Director (AR) (since 5 Mar 2025)
  • Peter John Morgan

    IRN PJM32959

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2025)
    • SMF16 Compliance Oversight (since 21 May 2025)
  • Robert James Moorehead-Lane

    IRN RXM02300

    • SMF3 Executive Director (1 Dec 2024 to 31 Jan 2025)
    • SMF16 Compliance Oversight (1 Dec 2024 to 28 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jan 2024 to 17 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.