ROKSTONE NA GENERAL LIABILITY LIMITED

FRN: 1024668
Companies House: 15898683
Last scraped: 18 hours ago

This firm operates as an appointed representative of Rokstone Group Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Monument Building

3rd Floor

London

City Of London

EC3R 8AF

UNITED KINGDOM

Phone

+442038188060

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alexander Robert Curme
IRN AXC01141
- (4)Employed By (since 11 Mar 2025)
David Paul Bearman
IRN DPB01090
- (3)Employed By (since 11 Mar 2025)
James Richard Potter
IRN JRP01184
- (2)Employed By (since 11 Mar 2025)
John Anthony Eldridge
IRN JAE01074
- (1)Employed By (since 5 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.