Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tigern Advisory Limited
FRN 583158
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF3 Chief Executive (3 Sep 2012 to 8 Dec 2019)
- CF30 Customer (3 Sep 2012 to 8 Dec 2019)
- CF1 Director (3 Sep 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Sep 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Sep 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
- CF30 Customer (18 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (19 Aug 2013 to 30 Oct 2014)
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- CF30 Customer (28 May 2013 to 23 Feb 2015)
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- CF21 Investment Adviser (1 Dec 2001 to 1 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.