Date authorised
1 April 2013
Companies House
08047520
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Swanage Road
    London
    SW18 2DZ
    UNITED KINGDOM
    Phone
    +4407801721781
  • Complaints Contact

    1 Swanage Road
    -
    London
    SW18 2DZ
    UNITED KINGDOM
    Phone
    +4407801721781

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Freeman

    IRN JXF00585

    • [FCA CF] Client dealing (since 1 Mar 2024)
  • Mandy Adamou

    IRN MXA01160

    • [FCA CF] Client dealing (7 Nov 2022 to 21 Jul 2023)
  • Robert Eamey

    IRN RCE01020

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (3 Sep 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Sep 2012 to 8 Dec 2019)
    • CF3 Chief Executive (3 Sep 2012 to 8 Dec 2019)
    • CF1 Director (3 Sep 2012 to 8 Dec 2019)
  • Victoria Maria Stuart Eamey

    IRN VME01005

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Sep 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.