Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (24 Jul 2023 to 13 Dec 2024)
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- [FCA CF] Client dealing (7 Nov 2022 to 21 Jul 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
- CF30 Customer (20 Apr 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (10 Feb 2006 to 1 Jun 2007)
- CF22 Investment Adviser (Trainee) (17 Jul 2003 to 10 Feb 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.