Chiltern Advisors LLP

Date authorised
1 April 2013
Companies House
OC309774
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Blick Rothenberg Excepted Group
    16 Great Queen Street
    London
    Camden
    WC2B 5AH
    UNITED KINGDOM
    Phone
    +447797926607
    Web
    https://www.chilternadvisors.com

  • Complaints Contact

    The Blick Rothenberg Excepted Group
    16 Great Queen Street
    London
    Camden
    WC2B 5AH
    UNITED KINGDOM
    Phone
    +4407797926607

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin David Brooks

    IRN BDB01013

    • [FCA CF] Significant management (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (16 Feb 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 Feb 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 Feb 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Feb 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)
  • Charlotte Mary Brooks

    IRN CMB01159

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Feb 2005 to 8 Dec 2019)
  • Robert Eamey

    IRN RCE01020

    • CF30 Customer (28 May 2013 to 23 Feb 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.