Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF3 Chief Executive (16 Nov 2009 to 5 Sep 2013)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF29 Significant management (18 May 2009 to 16 Nov 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (16 Jan 2009 to 16 Nov 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Nov 2007 to 16 Nov 2009)
    • Responsible for Insurance Mediation (1 Jun 2006 to 4 Oct 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Jun 2006 to 18 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jun 2006 to 21 Jul 2006)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF1 Director (10 Oct 2006 to 11 May 2009)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF1 Director (10 Oct 2006 to 30 Jun 2007)
    • CF1 Director (AR) (18 Oct 2005 to 1 Jun 2006)
    • Responsible for Insurance Mediation (18 Oct 2005 to 1 Jun 2006)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF1 Director (18 Oct 2005 to 1 Jun 2006)
  • STAMS Ltd (no longer approved here)

    FRN 409098

    • (4)Employed By (18 Oct 2005 to 1 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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