Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
  • David Nathan Associates (no longer approved here)

    FRN 143191

    • [FCA CF] Functions requiring qualifications (3 Jan 2024 to 2 Oct 2024)
  • Omega Financial Services Limited (no longer approved here)

    FRN 918180

    • [FCA CF] Client dealing (1 Sep 2021 to 1 Jun 2022)
    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 1 Jun 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Aug 2023)
    • CF1 Director (AR) (31 Jul 2018 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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