Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Thought Financial Limited
FRN 971548
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
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- [FCA CF] Functions requiring qualifications (3 Jan 2024 to 2 Oct 2024)
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- [FCA CF] Client dealing (1 Sep 2021 to 1 Jun 2022)
- [FCA CF] Functions requiring qualifications (1 Sep 2021 to 1 Jun 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Aug 2023)
- CF1 Director (AR) (31 Jul 2018 to 31 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.