David Nathan Associates

• Principal Place of Business

  10 Moss Side

  Bricket Wood

  St. Albans

  Hertfordshire

  AL2 3SU

  UNITED KINGDOM

  Phone

  +4402083653764

  Web

  https://www.davidnathanassociates.co.uk

• Complaints Contact

  10 Moss Side

  Bricket Wood

  St. Albans

  Hertfordshire

  AL2 3SU

  UNITED KINGDOM

  Phone

  +4402083653764

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alan James Stainton

  IRN AJS00015

  • CF30 Customer (1 Nov 2007 to 27 Mar 2018)
  • CF21 Investment Adviser (26 Jun 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 31 Oct 2007)
• Anne Karen Curley

  IRN AKC01067

  • SMF27 Partner (9 Dec 2019 to 13 Nov 2025)
  • CF4 Partner (18 Oct 2013 to 8 Dec 2019)
• Brenda Broadfield

  IRN BXB00035

  • CF30 Customer (1 Nov 2007 to 13 Nov 2009)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
• David James Curley

  IRN DJC00006

  • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
  • Responsible for Insurance Mediation (14 Jan 2005 to 15 May 2013)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF4 Partner (1 Dec 2001 to 15 May 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Hilary Lisa Sollinger

  IRN HLS00001

  • CF4 Partner (1 Dec 2001 to 6 Mar 2012)
• Nathan Azizoff

  IRN NXA00001

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2021)
  • Responsible for Insurance Mediation (29 May 2013 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2012)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Paula Lynne Whitehead

  IRN PLW00002

  • CF30 Customer (1 Nov 2007 to 1 Sep 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Rico Christofides

  IRN RXC02372

  • [FCA CF] Functions requiring qualifications (3 Jan 2024 to 2 Oct 2024)
• Thomas George Lewis

  IRN TGL01022

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF27 Partner (since 13 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2021)
  • CF30 Customer (1 Feb 2010 to 6 Mar 2012)

No changes recorded yet.