First Thought Financial Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
112-114 High StreetRickmansworthHertfordshireWD3 1AQUNITED KINGDOM- Phone
- +4401923606808
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Complaints Contact
112-114 High StreetRickmansworthHertfordshireWD3 1AQUNITED KINGDOM- Phone
- +4401923606808
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alana Noonan
IRN AXN00353
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Apr 2025)
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Carly Ashburner
IRN CXA00314
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Benchmark submission and administration (since 16 Aug 2023)
- [FCA CF] Client dealing (since 16 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 16 Aug 2023)
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Lewis Joseph Posner
IRN LXP00033
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
- [FCA CF] Client dealing (since 1 Jun 2023)
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Paige Saffron Green
IRN PXG00386
- [FCA CF] Functions requiring qualifications (16 Aug 2023 to 3 Oct 2024)
- [FCA CF] Benchmark submission and administration (16 Aug 2023 to 3 Oct 2024)
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Rico Christofides
IRN RXC02372
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
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Savita Klear
IRN SXK00956
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 13 May 2025)
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William Gibson
IRN WMG01031
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Mar 2023)
- SMF16 Compliance Oversight (since 8 Mar 2023)
- SMF3 Executive Director (since 8 Mar 2023)
- Responsibility for MCD Intermediation (since 8 Mar 2023)
- Responsible for Insurance Distribution (since 8 Mar 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.