Richard William Willis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arden Insurance Brokers Limited
FRN 520949
- SMF3 Executive Director (since 11 May 2022)
- Responsible for Insurance Distribution (since 11 May 2022)
Kennett Insurance Brokers Limited
FRN 148534
- Responsible for Insurance Distribution (since 24 Jan 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (13 Nov 2017 to 8 Dec 2019)
Willis & Company (Insurance Brokers) Limited
FRN 309124
- Responsible for Insurance Distribution (since 24 Jan 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (16 Mar 2016 to 25 Jun 2019)
- CF1 Director (12 Sep 2008 to 8 Dec 2019)
Willis & Company (Insurance Brokers) Reading Ltd (no longer approved here)
FRN 738414
- Employed By (16 Mar 2016 to 25 Jun 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.