Date authorised
1 April 2013
Companies House
06948247
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    63 St Mary Axe
    LONDON
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +4402045053573
  • Complaints Contact

    Newsletter Building
    55-59 Donegall Street
    Belfast
    Co Antrim
    BT1 2FH
    UNITED KINGDOM
    Phone
    +4402045053573

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dale Stuart Collett

    IRN DSC01082

    • CF1 Director (AR) (15 Jul 2013 to 9 Mar 2015)
  • David Boyd

    IRN DXB09255

    • SMF3 Executive Director (since 21 Dec 2021)
  • Jonathon De Mendonca

    IRN JXD01582

    • Responsible for Insurance Distribution (13 Apr 2022 to 14 Nov 2025)
    • SMF3 Executive Director (13 Apr 2022 to 14 Nov 2025)
  • Julian Mark Hale

    IRN JMH01216

    • SMF3 Executive Director (9 Dec 2019 to 22 Feb 2022)
    • Responsible for Insurance Mediation (1 Oct 2010 to 1 Mar 2016)
    • CF1 Director (1 Oct 2010 to 8 Dec 2019)
  • Kevin Richmond

    IRN KXR01529

    • SMF3 Executive Director (9 Dec 2019 to 22 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Feb 2022)
    • Responsible for Insurance Mediation (1 Mar 2016 to 30 Sep 2018)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
  • Mark Ernest Anthony Hicks

    IRN MXH00667

    • Responsible for Insurance Distribution (3 Feb 2022 to 3 Oct 2022)
    • SMF3 Executive Director (3 Feb 2022 to 3 Oct 2022)
  • Paul Thomas Dempsey

    IRN PTD01029

    • SMF3 Executive Director (9 Dec 2019 to 22 Feb 2022)
    • CF1 Director (16 Apr 2013 to 8 Dec 2019)
  • Richard William Willis

    IRN RWW01086

    • SMF3 Executive Director (since 11 May 2022)
    • Responsible for Insurance Distribution (since 11 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.