Willis & Company (Insurance Brokers) Limited

Date authorised
1 April 2013
Companies House
NI032004
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newsletter Building
    55-59 Donegall Street
    Belfast
    County Antrim
    BT1 2FH
    UNITED KINGDOM
    Phone
    +4402890329042
    Web
    https://www.willisinsurance.co.uk

  • Complaints Contact

    Willis & Co
    55-59 Donegall Street
    Belfast
    Northern Ireland
    BT1 2FH
    UNITED KINGDOM
    Phone
    +4402890329042

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Declan Harbinson

    IRN AXH00970

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
  • Aaron McDowell

    IRN AXM00659

    • [FCA CF] Client dealing (1 Apr 2020 to 27 Feb 2026)
    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 27 Feb 2026)
  • Cara Leanne Cahill

    IRN CLJ01027

    • CF30 Customer (9 Feb 2015 to 3 Feb 2017)
  • Charles John Grundie

    IRN CJG00054

    • CF30 Customer (22 Apr 2009 to 16 Dec 2009)
  • Colin Robert Willis

    IRN CXW06728

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Oct 2018 to 8 Dec 2019)
  • David Boyd

    IRN DXB09255

    • SMF3 Executive Director (since 21 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Mar 2020)
    • CF28 Systems and controls (19 Mar 2019 to 8 Dec 2019)
  • Dorothy Willis

    IRN DXW01578

    • CF1 Director (30 Sep 2005 to 27 May 2010)
  • Gregory Joseph Wilde

    IRN GXW22937

    • CF1 Director (AR) (31 Oct 2019 to 20 May 2021)
  • James Alexander Trimble

    IRN JAT01147

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2015 to 8 Dec 2019)
  • John Christian Bedford

    IRN JCB00013

    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF1 Director (20 Apr 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Apr 2009 to 22 Nov 2019)
    • CF30 Customer (20 Apr 2009 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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