Willis & Company (Insurance Brokers) Limited

Date authorised
1 April 2013
Companies House
NI032004
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newsletter Building
    55-59 Donegall Street
    Belfast
    County Antrim
    BT1 2FH
    UNITED KINGDOM
    Phone
    +4402890329042
    Web
    https://www.willisinsurance.co.uk

  • Complaints Contact

    Willis & Co
    55-59 Donegall Street
    Belfast
    Northern Ireland
    BT1 2FH
    UNITED KINGDOM
    Phone
    +4402890329042

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Keith Hynds

    IRN JKH01052

    • CF1 Director (14 Jan 2005 to 9 Jan 2019)
  • Jonathon De Mendonca

    IRN JXD01582

    • SMF3 Executive Director (13 Apr 2022 to 14 Nov 2025)
    • Responsible for Insurance Distribution (13 Apr 2022 to 14 Nov 2025)
  • Luigi Maggio

    IRN LXM01969

    • CF1 Director (AR) (9 Mar 2016 to 25 Jun 2019)
  • Mark Anthony Willis

    IRN MAW01315

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (18 Mar 2016 to 25 Jun 2019)
    • CF1 Director (1 Jun 2011 to 8 Dec 2019)
  • Nathan Burns

    IRN NXB00590

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 May 2025)
    • [FCA CF] Functions requiring qualifications (since 13 May 2025)
  • Peter Gregory Lennon

    IRN PGL01029

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Richard William Willis

    IRN RWW01086

    • Responsible for Insurance Distribution (since 24 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (16 Mar 2016 to 25 Jun 2019)
    • CF1 Director (12 Sep 2008 to 8 Dec 2019)
  • Robert Anthony Willis

    IRN RAW01144

    • SMF3 Executive Director (9 Dec 2019 to 14 Nov 2025)
    • CF1 Director (AR) (18 Mar 2016 to 25 Jun 2019)
    • CF10 Compliance Oversight (20 Apr 2009 to 19 Jul 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Jul 2016)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Stephen James Willis

    IRN SJW01419

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Nov 2019)
    • Responsible for Insurance Mediation (8 Jun 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (8 Jun 2016 to 8 Dec 2019)
    • CF1 Director (AR) (16 Mar 2016 to 25 Jun 2019)
    • CF1 Director (30 Dec 2013 to 8 Dec 2019)
    • CF30 Customer (27 Jan 2010 to 8 Dec 2019)
  • William Ernest Bennington

    IRN WEB01033

    • CF1 Director (11 Sep 2008 to 24 Feb 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.