Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2020 to 28 Feb 2023)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 30 Jan 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 30 Jan 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 30 Jan 2014)
    • CF29 Significant management (1 Nov 2007 to 30 Jan 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 30 Jan 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF30 Customer (1 Nov 2007 to 23 Feb 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.