Richard Piercy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (20 Aug 2025 to 1 Apr 2026)
    • [FCA CF] Significant management (3 Aug 2022 to 1 Apr 2026)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • SMF4 Chief Risk (31 Jan 2024 to 30 Jun 2025)
    • [FCA CF] Significant management (3 Aug 2022 to 30 Jan 2024)
    • [FCA CF] Material risk taker (22 Jun 2022 to 30 Jan 2024)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Significant management (3 Aug 2022 to 8 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

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