Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QSix LLP (no longer approved here)

    FRN 471342

    • [FCA CF] Client dealing (30 Mar 2021 to 26 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Sep 2022)
    • SMF27 Partner (9 Dec 2019 to 26 Sep 2022)
    • CF10 Compliance Oversight (6 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Aug 2019 to 8 Dec 2019)
    • CF4 Partner (6 Aug 2019 to 8 Dec 2019)
  • Hampton Mortgage Servicing Limited (no longer approved here)

    FRN 710290

    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2022)
    • CF11 Money Laundering Reporting (6 Aug 2019 to 8 Dec 2019)
    • CF1 Director (5 Apr 2019 to 8 Dec 2019)
  • EUROPA CAPITAL LIMITED LIABILITY PARTNERSHIP (no longer approved here)

    FRN 230238

    • CF30 Customer (31 May 2018 to 31 Aug 2018)
    • CF4 Partner (16 Mar 2011 to 31 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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