Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (30 Mar 2021 to 26 Sep 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Sep 2022)
- SMF27 Partner (9 Dec 2019 to 26 Sep 2022)
- CF10 Compliance Oversight (6 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Aug 2019 to 8 Dec 2019)
- CF4 Partner (6 Aug 2019 to 8 Dec 2019)
-
- SMF3 Executive Director (9 Dec 2019 to 30 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2022)
- CF11 Money Laundering Reporting (6 Aug 2019 to 8 Dec 2019)
- CF1 Director (5 Apr 2019 to 8 Dec 2019)
-
- CF30 Customer (31 May 2018 to 31 Aug 2018)
- CF4 Partner (16 Mar 2011 to 31 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.