EUROPA CAPITAL LIMITED LIABILITY PARTNERSHIP

• Principal Place of Business

  Europa Capital LLP

  42 Berners Street

  London

  Westminster

  W1T 3ND

  UNITED KINGDOM

  Phone

  +4402078816800

  Web

  https://www.europacapital.com

• Complaints Contact

  Europa Capital LLP

  42 Berners Street

  London

  Westminster

  W1T 3ND

  UNITED KINGDOM

  Phone

  +4402078816800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . RGIM Europe Inc

  IRN XXR01075

  • CF4 Partner (14 Dec 2010 to 25 Nov 2019)
• Alexia Beattie

  IRN AXC02010

  • [FCA CF] Significant management (24 Dec 2024 to 30 Jun 2025)
• Amirali Kasraie

  IRN AXK00270

  • SMF27 Partner (since 3 Jun 2025)
  • [FCA CF] Client dealing (since 24 Dec 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2025 to 4 Aug 2025)
  • [FCA CF] Significant management (24 Dec 2024 to 31 Mar 2026)
• Aqil Nagji

  IRN AXN00331

  • [FCA CF] Client dealing (since 8 Oct 2025)
• Belinda Jean Chain

  IRN BJC01098

  • CF4 Partner (16 Mar 2011 to 28 Nov 2019)
• Charles Ian MacGregor Graham

  IRN CIG01003

  • CF30 Customer (1 Nov 2007 to 31 Mar 2017)
  • CF8 Apportionment and Oversight (24 Feb 2004 to 31 Mar 2009)
  • CF4 Partner (24 Feb 2004 to 30 Sep 2016)
  • CF3 Chief Executive (24 Feb 2004 to 21 Apr 2011)
  • CF27 Investment Management (24 Feb 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (24 Feb 2004 to 31 Oct 2007)
• Dunstan Christopher Forbes Curtis

  IRN DCC01082

  • CF4 Partner (24 Feb 2004 to 30 Sep 2016)
• Edward Crockett

  IRN EXC00099

  • [FCA CF] Significant management (24 Dec 2024 to 30 Jan 2026)
  • [FCA CF] Client dealing (24 Dec 2024 to 30 Jan 2026)
• Erik James Ruane

  IRN EJR01046

  • CF30 Customer (7 Feb 2013 to 30 Sep 2016)
  • CF4 Partner (16 Mar 2011 to 30 Sep 2016)
• Gagandeep Grewal

  IRN GXG01321

  • CF30 Customer (31 Oct 2014 to 30 Sep 2015)

• MEC GLOBAL PARTNERS UK (SP) LIMITED

  FRN 1046672 · Appointed 8 Jan 2026

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