Date authorised
1 April 2013
Companies House
OC328954
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal Trust House
    54-56 Jermyn Street
    London
    SW1Y 6LX
    UNITED KINGDOM
    Phone
    +442039378760
  • Complaints Contact

    Royal Trust House
    54-56 Jermyn Street
    London
    SW1Y 6LX
    UNITED KINGDOM
    Phone
    +442039378760

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Share, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . PMM Partners LLP

    IRN XXP01063

    • CF4 Partner (AR) (29 Oct 2007 to 27 Sep 2013)
  • Andrew Philip Rothery

    IRN AXR00347

    • [FCA CF] Significant management (30 Mar 2021 to 24 Mar 2022)
  • Anna Traniello

    IRN AXT02245

    • [FCA CF] Significant management (30 Mar 2021 to 6 Sep 2021)
  • Bogna Wleklinska

    IRN BXW00138

    • [FCA CF] Significant management (since 30 Mar 2021)
  • Camilla Riddell

    IRN CXR00292

    • [FCA CF] Significant management (since 25 Oct 2021)
  • Chris Wright

    IRN CXW00286

    • [FCA CF] Significant management (since 30 Mar 2021)
  • David Kevin Wason

    IRN DKW01029

    • SMF27 Partner (since 28 Nov 2022)
    • SMF16 Compliance Oversight (since 28 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Nov 2022)
    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 18 Feb 2021)
    • CF4 Partner (6 Feb 2018 to 8 Dec 2019)
  • Dermot Doherty

    IRN DXD00171

    • [FCA CF] Significant management (30 Mar 2021 to 24 Mar 2025)
  • Domhnall Gaffney

    IRN DXG01624

    • CF4 Partner (AR) (12 Jan 2018 to 14 May 2019)
  • Gareth Williams

    IRN GXW01413

    • [FCA CF] Significant management (30 Mar 2021 to 25 Mar 2022)
    • CF4 Partner (AR) (1 May 2018 to 24 Nov 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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