Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Royal Trust House54-56 Jermyn StreetLondonSW1Y 6LXUNITED KINGDOM- Phone
- +442039378760
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Complaints Contact
Royal Trust House54-56 Jermyn StreetLondonSW1Y 6LXUNITED KINGDOM- Phone
- +442039378760
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Debenture, Share, Unit
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Investment Setup
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. PMM Partners LLP
IRN XXP01063
- CF4 Partner (AR) (29 Oct 2007 to 27 Sep 2013)
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Andrew Philip Rothery
IRN AXR00347
- [FCA CF] Significant management (30 Mar 2021 to 24 Mar 2022)
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Anna Traniello
IRN AXT02245
- [FCA CF] Significant management (30 Mar 2021 to 6 Sep 2021)
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Bogna Wleklinska
IRN BXW00138
- [FCA CF] Significant management (since 30 Mar 2021)
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Camilla Riddell
IRN CXR00292
- [FCA CF] Significant management (since 25 Oct 2021)
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Chris Wright
IRN CXW00286
- [FCA CF] Significant management (since 30 Mar 2021)
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David Kevin Wason
IRN DKW01029
- SMF27 Partner (since 28 Nov 2022)
- SMF16 Compliance Oversight (since 28 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Nov 2022)
- [FCA CF] Client dealing (since 30 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 18 Feb 2021)
- CF4 Partner (6 Feb 2018 to 8 Dec 2019)
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Dermot Doherty
IRN DXD00171
- [FCA CF] Significant management (30 Mar 2021 to 24 Mar 2025)
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Domhnall Gaffney
IRN DXG01624
- CF4 Partner (AR) (12 Jan 2018 to 14 May 2019)
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Gareth Williams
IRN GXW01413
- [FCA CF] Significant management (30 Mar 2021 to 25 Mar 2022)
- CF4 Partner (AR) (1 May 2018 to 24 Nov 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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QSix Real Estate Finance LLP (no longer appointed)
FRN 797885 · Appointed 4 Jan 2018 · Until 25 Nov 2021 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.