Date authorised
1 April 2013
Companies House
OC328954
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal Trust House
    54-56 Jermyn Street
    London
    SW1Y 6LX
    UNITED KINGDOM
    Phone
    +442039378760
  • Complaints Contact

    Royal Trust House
    54-56 Jermyn Street
    London
    SW1Y 6LX
    UNITED KINGDOM
    Phone
    +442039378760

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Share, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giles Anthony Francis Avery

    IRN GAA01062

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2015 to 8 Dec 2019)
  • James Denis French

    IRN JDF01067

    • [FCA CF] Significant management (30 Mar 2021 to 22 Nov 2022)
  • James Emerson

    IRN JXE00133

    • [FCA CF] Significant management (since 30 Mar 2021)
  • Katharine Jones

    IRN KXJ01375

    • [FCA CF] Significant management (30 Mar 2021 to 8 Sep 2021)
  • Kevin Taylor

    IRN KXT00231

    • [FCA CF] Significant management (since 15 Aug 2022)
  • Lynn Gilbert

    IRN LXM01129

    • [FCA CF] Significant management (30 Mar 2021 to 22 Nov 2022)
  • Matthew John Northover

    IRN MJN01048

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (29 Oct 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Oct 2007 to 28 Nov 2019)
    • CF10 Compliance Oversight (29 Oct 2007 to 28 Nov 2019)
    • CF27 Investment Management (29 Oct 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (29 Oct 2007 to 31 Oct 2007)
  • Michael Athol Weston

    IRN MAW01140

    • [FCA CF] Client dealing (30 Mar 2021 to 31 Dec 2023)
    • SMF27 Partner (9 Dec 2019 to 10 Feb 2021)
    • CF30 Customer (9 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (9 Oct 2013 to 8 Dec 2019)
  • Michael Hilton

    IRN MXH01343

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF1 Chief Executive (since 18 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (29 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (29 Oct 2007 to 8 Dec 2019)
  • Miriam Macor

    IRN MXM02532

    • [FCA CF] Significant management (30 Mar 2021 to 22 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.