Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QSix LLP (no longer approved here)

    FRN 471342

    • [FCA CF] Client dealing (30 Mar 2021 to 31 Dec 2023)
    • SMF27 Partner (9 Dec 2019 to 10 Feb 2021)
    • CF30 Customer (9 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (9 Oct 2013 to 8 Dec 2019)
  • Napier Park Global Capital Ltd (no longer approved here)

    FRN 541427

    • CF30 Customer (6 Dec 2011 to 30 Jan 2013)
    • CF1 Director (5 Jul 2011 to 30 Jan 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Jun 2008)
    • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.