QSix LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Debenture, Share, Unit
Investment Setup

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share, Unit

Senior staff personally approved by the FCA to hold their roles here.

Paul David Ruddle
IRN PDR01032
- CF30 Customer (1 Nov 2007 to 27 Sep 2013)
- CF4 Partner (29 Oct 2007 to 27 Sep 2013)
- CF27 Investment Management (29 Oct 2007 to 31 Oct 2007)
Richard Leycester Collins
IRN RLC01042
- [FCA CF] Client dealing (30 Mar 2021 to 26 Sep 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Sep 2022)
- SMF27 Partner (9 Dec 2019 to 26 Sep 2022)
- CF11 Money Laundering Reporting (6 Aug 2019 to 8 Dec 2019)
- CF4 Partner (6 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Aug 2019 to 8 Dec 2019)
Robert Benjamin Stirling
IRN RBS01076
- [FCA CF] Significant management (30 Mar 2021 to 24 Mar 2022)
Stuart Alexander Young
IRN SAY01008
- [FCA CF] Client dealing (since 30 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 18 Feb 2021)
- CF4 Partner (12 Dec 2017 to 8 Dec 2019)
Yogen Naidoo
IRN YXN00011
- [FCA CF] Significant management (30 Mar 2021 to 10 Mar 2022)

Smaller firms operating under this firm's FCA authorisation.

QSix Real Estate Finance LLP (no longer appointed)
FRN 797885 · Appointed 4 Jan 2018 · Until 25 Nov 2021 · Tied agent

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.