David Kevin Wason

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QSix LLP
FRN 471342
- SMF16 Compliance Oversight (since 28 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Nov 2022)
- SMF27 Partner (since 28 Nov 2022)
- [FCA CF] Client dealing (since 30 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 18 Feb 2021)
- CF4 Partner (6 Feb 2018 to 8 Dec 2019)
Hampton Mortgage Servicing Limited
FRN 710290
- SMF3 Executive Director (since 28 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2022)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF23 Corporate Finance Adviser (22 May 2003 to 31 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.