Richard John Freeman

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMC Markets UK plc

    FRN 173730

    • [FCA CF] Algorithmic trading (since 12 Jan 2026)
    • [FCA CF] Significant management (since 12 Jan 2026)
    • [FCA CF] Proprietary trader (since 12 Jan 2026)
    • [FCA CF] Material risk taker (since 12 Jan 2026)
    • [FCA CF] Manager of certification employee (since 12 Jan 2026)
    • SMF18 Other Overall Responsibility (24 Feb 2025 to 19 Sep 2025)
  • CMC Markets Investments Limited (no longer approved here)

    FRN 948126

    • [FCA CF] Significant management (26 Feb 2025 to 12 Jan 2026)
    • [FCA CF] Algorithmic trading (26 Feb 2025 to 12 Jan 2026)
    • [FCA CF] CASS oversight function (26 Feb 2025 to 12 Jan 2026)
    • [FCA CF] Manager of certification employee (26 Feb 2025 to 12 Jan 2026)
    • [FCA CF] Material risk taker (26 Feb 2025 to 12 Jan 2026)
    • [FCA CF] Proprietary trader (26 Feb 2025 to 12 Jan 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 14 Jul 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 14 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Jul 2023)
    • CF30 Customer (24 Jul 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 14 Jul 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 14 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Jul 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (11 Jan 2011 to 9 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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