Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AJ Bell Asset Management Limited
FRN 774048
- [FCA CF] Significant management (since 18 Dec 2023)
- [FCA CF] Client dealing (18 Dec 2023 to 31 Mar 2026)
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2021)
- CF30 Customer (9 Apr 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.