Richard James Hall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2024)
    • CF30 Customer (since 5 Apr 2024)
  • Ernest Grant Ltd

    FRN 568558

    • (3)Employed By (since 5 Apr 2024)
  • NFP Financial Planning Limited (no longer approved here)

    FRN 134005

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2024)
    • CF30 Customer (29 May 2018 to 8 Dec 2019)
  • NFP Benefits Consultants Limited (no longer approved here)

    FRN 518520

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2024)
    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (17 Aug 2009 to 13 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.