Richard Gregg Brearley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED

    FRN 122420

    • [FCA CF] Material risk taker (since 25 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2021)
    • SMF16 Compliance Oversight (since 28 Jul 2021)
    • [FCA CF] CASS oversight function (16 Feb 2024 to 17 Dec 2024)
  • Ninety One Fund Managers UK Limited

    FRN 145007

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2021)
    • SMF16 Compliance Oversight (since 28 Jul 2021)
    • [FCA CF] CASS oversight function (16 Feb 2024 to 17 Dec 2024)
  • Peel Hunt LLP

    FRN 530083

    • [FCA CF] Material risk taker (since 23 May 2023)
    • SMF10 Chair of the Risk Committee (since 11 Aug 2021)
    • [FCA CF] Material risk taker (12 Oct 2020 to 11 Aug 2021)
  • Macquarie Investment Management Europe Limited (no longer approved here)

    FRN 733534

    • CF11 Money Laundering Reporting (9 Jan 2017 to 5 Apr 2017)
    • CF10 Compliance Oversight (9 Jan 2017 to 4 Oct 2019)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 19 Oct 2016)
    • SMF16 Compliance Oversight (7 Mar 2016 to 4 Oct 2019)
    • CF11 Money Laundering Reporting (28 May 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (28 May 2015 to 6 Mar 2016)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF10 Compliance Oversight (28 May 2015 to 4 Oct 2019)
    • CF11 Money Laundering Reporting (28 May 2015 to 19 Oct 2016)
  • Macquarie Infrastructure and Real Assets (Europe) Limited (no longer approved here)

    FRN 195652

    • CF10 Compliance Oversight (28 May 2015 to 4 Oct 2019)
    • CF11 Money Laundering Reporting (28 May 2015 to 19 Oct 2016)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF10 Compliance Oversight (7 Jul 2006 to 20 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.