Richard Eric Bowmar York

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NUVAMA FINANCIAL SERVICES (UK) LIMITED (no longer approved here)

    FRN 742256

    • CF10 Compliance Oversight (10 Oct 2016 to 12 Oct 2018)
    • CF30 Customer (10 Oct 2016 to 12 Oct 2018)
    • CF11 Money Laundering Reporting (10 Oct 2016 to 12 Oct 2018)
  • Sun Global Investments Limited (no longer approved here)

    FRN 474277

    • CF10 Compliance Oversight (9 Jun 2011 to 6 Jun 2018)
    • CF11 Money Laundering Reporting (9 Jun 2011 to 6 Jun 2018)
  • ORBIT INVESTMENT SECURITIES SERVICES LIMITED (no longer approved here)

    FRN 195453

    • CF11 Money Laundering Reporting (20 Apr 2004 to 9 Feb 2011)
    • CF10 Compliance Oversight (20 Apr 2004 to 9 Feb 2011)
  • Global Commodities Holdings Limited (no longer approved here)

    FRN 210281

    • CF11 Money Laundering Reporting (6 Feb 2003 to 31 Mar 2007)
    • CF10 Compliance Oversight (6 Feb 2003 to 31 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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