ORBIT INVESTMENT SECURITIES SERVICES LIMITED

• Principal Place of Business

  Craigwood

  Northgate

  Northwood

  Hillingdon

  HA6 2TJ

  UNITED KINGDOM

  Phone

  +442084242062

  Web

  https://www.orbitinvestment.com

• Complaints Contact

  60 Tottenham Court Road

  Office 59

  Fitzrovia

  London

  W1T 2EW

  UNITED KINGDOM

  Phone

  +442084242062

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "Rights to or interests in investments (security)" and "Rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Adarsh Shah

  IRN AXS03312

  • CF30 Customer (25 Sep 2012 to 28 Feb 2014)
• Amanjot Singh Narang

  IRN ASN01022

  • CF21 Investment Adviser (26 Feb 2007 to 30 Apr 2007)
• Anu Choraria

  IRN AXC01324

  • CF30 Customer (1 Nov 2007 to 11 Jun 2008)
  • CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
  • CF26 Customer Trading (6 Feb 2007 to 31 Oct 2007)
• Badal Patel

  IRN BXP01387

  • SMF3 Executive Director (6 Apr 2020 to 12 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jul 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Jul 2024)
  • CF11 Money Laundering Reporting (1 Jul 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2015 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2012 to 8 Dec 2019)
• Biji Mathew

  IRN BXM01463

  • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
  • CF26 Customer Trading (14 Jun 2006 to 31 Oct 2007)
• Brian Page Constant

  IRN BPC01091

  • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
  • CF3 Chief Executive (12 Aug 2010 to 1 Jan 2014)
  • CF2 Non Executive Director (25 Feb 2010 to 12 Aug 2010)
  • CF1 Director (15 Apr 2008 to 25 Feb 2010)
• Christopher David Thurn

  IRN CDT01042

  • CF30 Customer (15 May 2008 to 31 Aug 2008)
• Christopher Edward Morris

  IRN CEM01041

  • CF3 Chief Executive (6 Feb 2009 to 16 Nov 2010)
  • CF30 Customer (6 Feb 2009 to 16 Nov 2010)
  • CF1 Director (6 Feb 2009 to 16 Nov 2010)
• David Ian Guild

  IRN DIG01015

  • CF2 Non Executive Director (28 Jan 2004 to 12 Nov 2015)
• Harsh Parekh

  IRN HXP01194

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (8 Sep 2010 to 8 Dec 2019)

• Atom Capital Ltd (no longer appointed)

  FRN 463417 · Appointed 6 Feb 2007 · Until 21 May 2008

No changes recorded yet.