ORBIT INVESTMENT SECURITIES SERVICES LIMITED

• Principal Place of Business

  Craigwood

  Northgate

  Northwood

  Hillingdon

  HA6 2TJ

  UNITED KINGDOM

  Phone

  +442084242062

  Web

  https://www.orbitinvestment.com

• Complaints Contact

  60 Tottenham Court Road

  Office 59

  Fitzrovia

  London

  W1T 2EW

  UNITED KINGDOM

  Phone

  +442084242062

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "Rights to or interests in investments (security)" and "Rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Hitesh Merchant

  IRN HXM01175

  • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
  • CF21 Investment Adviser (14 May 2003 to 31 Oct 2007)
• Hugh Hamilton Andrews

  IRN HHA01006

  • CF2 Non Executive Director (27 Jun 2002 to 23 Jul 2012)
• Jatin Sarvaiya

  IRN JXS01502

  • CF2 Non Executive Director (1 Dec 2001 to 10 May 2002)
• Jayechund Jingree

  IRN JXJ01244

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 18 Dec 2019)
  • CF2 Non Executive Director (17 Aug 2012 to 8 Dec 2019)
• Ketan Ranadive

  IRN KXR01096

  • CF21 Investment Adviser (12 May 2003 to 25 Oct 2006)
• Kevin Yasheel Jingree

  IRN KXJ24379

  • SMF16 Compliance Oversight (since 21 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Oct 2024)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Manu Bhatnagar

  IRN MXB01496

  • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
• Mihir Dhirajlal Kapadia

  IRN MDK01024

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF3 Chief Executive (9 Dec 2005 to 31 Mar 2008)
  • CF21 Investment Adviser (29 Aug 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Sep 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 4 Sep 2002)
  • CF1 Director (1 Dec 2001 to 31 Mar 2008)
• Peter Edward Grainger

  IRN PEG01023

  • CF30 Customer (15 Apr 2009 to 9 Feb 2011)
• Richard Eric Bowmar York

  IRN REY01001

  • CF10 Compliance Oversight (20 Apr 2004 to 9 Feb 2011)
  • CF11 Money Laundering Reporting (20 Apr 2004 to 9 Feb 2011)

• Atom Capital Ltd (no longer appointed)

  FRN 463417 · Appointed 6 Feb 2007 · Until 21 May 2008

No changes recorded yet.