Badal Patel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ORBIT INVESTMENT SECURITIES SERVICES LIMITED (no longer approved here)

    FRN 195453

    • SMF3 Executive Director (6 Apr 2020 to 12 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jul 2024)
    • CF10a CASS Oversight function (1 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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