Richard Doe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • United Trust Bank Limited

    FRN 204463

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2024 to 2 May 2024)
  • Harpenden Building Society (no longer approved here)

    FRN 157260

    • SMF24 Chief Operations (13 Jun 2022 to 6 Mar 2023)
    • SMF1 Chief Executive (25 Jan 2022 to 1 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Mar 2020 to 27 Sep 2021)
  • Paragon Bank Plc (no longer approved here)

    FRN 604551

    • SMF18 Other Overall Responsibility (20 Sep 2017 to 30 Sep 2019)
    • Responsible for Insurance Mediation (7 Dec 2016 to 21 Sep 2017)
    • Responsibility for MCD Intermediation (1 Sep 2016 to 21 Sep 2017)
    • SMF1 Chief Executive (7 Mar 2016 to 19 Sep 2017)
    • CF3 Chief Executive (17 Feb 2014 to 6 Mar 2016)
    • CF1 Director (17 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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