Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (5 Feb 2010 to 17 Dec 2010)
- CF30 Customer (19 Nov 2008 to 17 Dec 2010)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2008)
- CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
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- CF11 Money Laundering Reporting (22 Feb 2002 to 31 Dec 2004)
- CF23 Corporate Finance Adviser (22 Feb 2002 to 31 Dec 2004)
- CF10 Compliance Oversight (22 Feb 2002 to 31 Dec 2004)
- CF1 Director (22 Feb 2002 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.