Ralf Paul Schmidgall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Baader Helvea Limited
FRN 400056
- [FCA CF] Client dealing (since 9 Jan 2026)
- SMF3 Executive Director (9 Dec 2019 to 5 Jan 2022)
- CF1 Director (17 Oct 2018 to 8 Dec 2019)
- CF30 Customer (18 Sep 2017 to 8 Dec 2019)
DZ Bank AG, Deutsche Zentral-Genossenschaftsbank (no longer approved here)
FRN 114029
- CF30 Customer (1 Apr 2010 to 23 Aug 2012)
Landesbank Baden-Wurttemberg (no longer approved here)
FRN 204779
- CF30 Customer (30 Jun 2008 to 15 Jan 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.