Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
- [FCA CF] Client dealing (since 13 Mar 2026)
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- [FCA CF] Functions requiring qualifications (14 Jul 2025 to 9 Jan 2026)
- [FCA CF] Client dealing (5 Feb 2024 to 9 Jan 2026)
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- [FCA CF] Functions requiring qualifications (3 Jul 2023 to 12 Jan 2024)
- [FCA CF] Client dealing (3 Jul 2023 to 12 Jan 2024)
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- [FCA CF] Client dealing (8 Dec 2021 to 22 Jun 2023)
- [FCA CF] Functions requiring qualifications (8 Dec 2021 to 22 Jun 2023)
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- [FCA CF] Functions requiring qualifications (4 Aug 2021 to 21 Dec 2021)
- [FCA CF] Client dealing (4 Aug 2021 to 21 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.