Priti Verma

• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • SMF16 Compliance Oversight (15 Jun 2023 to 11 Oct 2024)
  • SMF4 Chief Risk (15 Jun 2023 to 11 Oct 2024)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • SMF16 Compliance Oversight (15 Jun 2023 to 11 Oct 2024)
  • SMF4 Chief Risk (15 Jun 2023 to 11 Oct 2024)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • SMF16 Compliance Oversight (15 Jun 2023 to 11 Oct 2024)
  • SMF4 Chief Risk (15 Jun 2023 to 11 Oct 2024)
• Brooks Macdonald Asset Management Limited (no longer approved here)

  FRN 184918

  • SMF17 Money Laundering Reporting Officer (MLRO) (21 May 2020 to 14 Apr 2023)
  • SMF16 Compliance Oversight (21 May 2020 to 14 Apr 2023)
  • SMF4 Chief Risk (9 Dec 2019 to 14 Apr 2023)
  • CF28 Systems and controls (20 Aug 2018 to 8 Dec 2019)
• Evelyn Partners Investment Services Limited (no longer approved here)

  FRN 131816

  • SMF4 Chief Risk (7 Mar 2016 to 28 Feb 2018)
  • CF28 Systems and controls (22 Dec 2015 to 6 Mar 2016)
• TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

  FRN 122401

  • CF28 Systems and controls (22 Dec 2015 to 28 Feb 2018)
• HOWDEN FS LIMITED (no longer approved here)

  FRN 180563

  • CF28 Systems and controls (22 Dec 2015 to 28 Feb 2018)
• S&W Partners Corporate Finance Limited (no longer approved here)

  FRN 216729

  • CF28 Systems and controls (22 Dec 2015 to 28 Feb 2018)
• Evelyn Partners Investment Management LLP (no longer approved here)

  FRN 580531

  • CF28 Systems and controls (22 Dec 2015 to 28 Feb 2018)

No changes recorded yet.