Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • SMF3 Executive Director (since 28 Oct 2025)
    • [FCA CF] Client dealing (since 24 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Nov 2024)
    • 14. Managing investments
    • SMF9 Chair of the Governing Body (since 15 Nov 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Nov 2024)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
    • CF3 Chief Executive (1 Mar 2017 to 8 Dec 2019)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.