Philip Robert Grant

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] CASS oversight function (1 Dec 2021 to 31 Dec 2022)
    • [FCA CF] Material risk taker (1 Dec 2021 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Feb 2017 to 1 Dec 2020)
    • CF29 Significant management (16 Jan 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2021 to 31 Dec 2022)
    • [FCA CF] Material risk taker (1 Dec 2021 to 31 Dec 2022)
    • [FCA CF] CASS oversight function (1 Dec 2021 to 31 Dec 2022)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (AR) (17 May 2006 to 8 May 2008)
    • CF17 Significant Mgt (Other Business Operations) (21 Apr 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Mar 2005 to 20 Apr 2006)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Manager of certification employee (2 Dec 2020 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 6 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Feb 2020)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • SMF24 Chief Operations (29 Apr 2020 to 31 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 10 Nov 2022)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF24 Chief Operations (29 Apr 2020 to 31 Dec 2022)
    • SMF18 Other Overall Responsibility (11 Feb 2019 to 29 Apr 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 17 Dec 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Oct 2006 to 3 Dec 2006)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF24 Chief Operations (29 Apr 2020 to 31 Dec 2022)
    • SMF18 Other Overall Responsibility (11 Feb 2019 to 29 Apr 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 17 Dec 2018)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF24 Chief Operations (29 Apr 2020 to 31 Dec 2022)
    • SMF18 Other Overall Responsibility (11 Feb 2019 to 29 Apr 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 17 Dec 2018)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • SMF24 Chief Operations (29 Apr 2020 to 31 Dec 2022)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • SMF3 Executive Director (9 Dec 2019 to 10 Nov 2022)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
  • HVF Limited (no longer approved here)

    FRN 724575

    • CF1 Director (3 May 2016 to 19 Oct 2016)
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