Philip Mark Watson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harwood Capital LLP

    FRN 224915

    • 14. Managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
    • [FCA CF] Material risk taker (since 1 Dec 2023)
    • [FCA CF] Significant management (since 1 Dec 2023)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 1 Aug 2023)
    • CF2 Non Executive Director (6 Sep 2017 to 8 Dec 2019)
    • CF29 Significant management (5 Mar 2012 to 22 Aug 2017)
    • CF30 Customer (1 Nov 2007 to 22 Aug 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 13 Jan 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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