Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
  • Monmouthshire Building Society (no longer approved here)

    FRN 206052

    • [FCA CF] Functions requiring qualifications (25 May 2022 to 17 Feb 2023)
  • Specialist Finance Centre Limited (no longer approved here)

    FRN 918488

    • [FCA CF] Functions requiring qualifications (16 Jul 2021 to 8 Feb 2022)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (10 Dec 2018 to 21 Feb 2020)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (28 Oct 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.