Date authorised
26 May 2020
Companies House
10686710
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 19-20
    Neptune Court
    Vanguard Way
    Cardiff
    Cardiff
    CF24 5PJ
    UNITED KINGDOM
    Phone
    +442920218630
  • Complaints Contact

    Unit 19-20
    Neptune Court
    Vanguard Way
    Cardiff
    Cardiff
    CF24 5PJ
    UNITED KINGDOM
    Phone
    +442920218630

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adele Turton

    IRN AXT02150

    • CF1 Director (AR) (14 May 2021 to 1 Dec 2022)
  • Aderemi Olajide

    IRN AXO00175

    • [FCA CF] Functions requiring qualifications (8 Aug 2024 to 20 Nov 2024)
  • Andrei Pereira

    IRN AXP00975

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2024)
  • Antonio Jorge

    IRN AXJ00172

    • [FCA CF] Functions requiring qualifications (13 May 2024 to 19 Mar 2026)
  • Baljit Lal Sunder

    IRN BXS00293

    • [FCA CF] Functions requiring qualifications (11 Oct 2024 to 10 Dec 2024)
  • Carol Faichney

    IRN CXF00108

    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 30 Apr 2026)
  • Dale Treharne-Morgan

    IRN DXT00177

    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
  • Daniel Charles Yeo

    IRN DCY01013

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 26 May 2020)
    • Responsible for Insurance Distribution (since 26 May 2020)
    • SMF16 Compliance Oversight (since 26 May 2020)
    • SMF3 Executive Director (since 26 May 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Dennis Karuri

    IRN DXK00340

    • [FCA CF] Functions requiring qualifications (2 Aug 2024 to 25 Jan 2025)
  • Dominic Hancock

    IRN DXH00916

    • [FCA CF] Functions requiring qualifications (1 May 2025 to 15 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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