Date authorised
23 November 2015
Companies House
06140621
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite A
    Floor 2
    11-12 Wind Street
    Swansea
    SA1 1DP
    UNITED KINGDOM
    Phone
    +4401792587557
  • Complaints Contact

    Suite A
    Floor 2
    11-12 Wind Street
    Swansea
    SA1 1DP
    UNITED KINGDOM
    Phone
    +4401792587557

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Beech

    IRN AXB00610

    • [FCA CF] Manager of certification employee (1 Mar 2021 to 11 Apr 2023)
  • Andrew Brough

    IRN AXB01202

    • [FCA CF] Functions requiring qualifications (31 Oct 2022 to 13 Dec 2022)
  • Andrew Cannon

    IRN AXC00995

    • [FCA CF] Functions requiring qualifications (23 Jan 2023 to 7 Feb 2023)
  • Andrew Ingham

    IRN AXI00089

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2024)
    • [FCA CF] CASS oversight function (1 Jul 2025 to 31 Mar 2026)
  • Ary Amanj Mohammad Daoud Jaff

    IRN AXJ00124

    • [FCA CF] Functions requiring qualifications (4 Apr 2022 to 7 Jun 2022)
  • Christian Stabell

    IRN CXS00427

    • [FCA CF] Functions requiring qualifications (6 Feb 2023 to 29 Mar 2024)
  • Christopher Bennett

    IRN CXB75320

    • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 24 Jan 2022)
  • Christopher Colin Turrell

    IRN CXT00263

    • [FCA CF] Functions requiring qualifications (5 Oct 2021 to 14 Jan 2022)
  • Christopher Johnson

    IRN CXJ00208

    • [FCA CF] Functions requiring qualifications (4 Apr 2022 to 6 Dec 2022)
  • Claire Doyle

    IRN CXD20899

    • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 30 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.