Date authorised
23 November 2015
Companies House
06140621
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite A
    Floor 2
    11-12 Wind Street
    Swansea
    SA1 1DP
    UNITED KINGDOM
    Phone
    +4401792587557
  • Complaints Contact

    Suite A
    Floor 2
    11-12 Wind Street
    Swansea
    SA1 1DP
    UNITED KINGDOM
    Phone
    +4401792587557

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cushla McCabe

    IRN CXM00814

    • [FCA CF] Functions requiring qualifications (23 Jan 2023 to 7 Feb 2023)
  • David Shuck

    IRN DXS31169

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
  • Eleanor Rosemary Salter

    IRN EXS46789

    • [FCA CF] Functions requiring qualifications (14 Nov 2022 to 11 Jan 2023)
  • Jane Simpson

    IRN JXS01009

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
  • Justin Byron Alcwyn Thomas

    IRN JXT84235

    • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 24 Feb 2022)
  • Katie Hills

    IRN KXH00177

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
  • Kevin Charles Thomson

    IRN KCT01017

    • CF1 Director (25 Mar 2014 to 15 Apr 2015)
  • Matthew Vincenzo Arena

    IRN MVA01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Aug 2018)
    • CF1 Director (AR) (since 24 May 2016)
    • Responsible for Insurance Mediation (1 Aug 2018 to 30 Sep 2018)
    • CF1 Director (21 Mar 2014 to 8 Dec 2019)
  • Menna Williams

    IRN MXW46930

    • [FCA CF] Manager of certification employee (11 Apr 2023 to 27 Nov 2023)
  • Nathan Wright

    IRN NXW00199

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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