Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 29 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
  • LEABOLD FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 402291

    • [FCA CF] Client dealing (30 Nov 2023 to 11 Jan 2024)
    • [FCA CF] Functions requiring qualifications (30 Jan 2023 to 11 Jan 2024)
  • Brilliant Mortgages Limited (no longer approved here)

    FRN 611227

    • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 24 Feb 2022)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (3 May 2019 to 13 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.