Date authorised
23 November 2015
Companies House
06140621
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite A
    Floor 2
    11-12 Wind Street
    Swansea
    SA1 1DP
    UNITED KINGDOM
    Phone
    +4401792587557
  • Complaints Contact

    Suite A
    Floor 2
    11-12 Wind Street
    Swansea
    SA1 1DP
    UNITED KINGDOM
    Phone
    +4401792587557

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Andrew Snelling

    IRN PAS00066

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
  • Rajvinder Kaur Gupta

    IRN RKG31130

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2025)
  • Rebecca King

    IRN RXK00130

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
  • Richard Williams

    IRN RGW01109

    • CF10 Compliance Oversight (10 May 2017 to 1 Aug 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Aug 2018)
    • Responsible for Insurance Mediation (21 Mar 2014 to 1 Aug 2018)
    • CF1 Director (21 Mar 2014 to 1 Aug 2018)
  • Robert Lee Parkin

    IRN RXP00217

    • [FCA CF] Functions requiring qualifications (12 Jan 2023 to 27 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2025)
  • Robert Thomas

    IRN RXT00152

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2023)
  • Sam Telford

    IRN SXT00233

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • Sharon Davies

    IRN SXD00343

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 27 Aug 2021)
  • Shaun Rollitt

    IRN SXR86075

    • [FCA CF] Functions requiring qualifications (26 Jul 2024 to 10 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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