Peter Nicholas Oakes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MKS FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 118061
- [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2025)
- CF30 Customer (8 Sep 2015 to 8 Dec 2019)
Hill Oldridge Limited (no longer approved here)
FRN 150321
- CF30 Customer (19 Nov 2012 to 8 Dec 2019)
Roxborough Wealth Management Limited (no longer approved here)
FRN 457305
- (11)CF30 Customer (13 Aug 2008 to 6 Feb 2013)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (11)CF30 Customer at Roxborough Wealth Management Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.