Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Duke Street LLP
FRN 521314
- SMF27 Partner (since 9 Dec 2019)
- CF10a CASS Oversight function (2 Jul 2012 to 30 Jan 2015)
- CF3 Chief Executive (5 Jan 2011 to 30 Jun 2019)
- CF4 Partner (5 Jan 2011 to 8 Dec 2019)
- CF30 Customer (5 Jan 2011 to 30 Jun 2019)
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- CF10a CASS Oversight function (2 Jul 2012 to 30 Jan 2015)
- CF30 Customer (1 Nov 2007 to 30 Jun 2019)
- CF8 Apportionment and Oversight (6 Sep 2004 to 31 Mar 2009)
- CF3 Chief Executive (6 Sep 2004 to 30 Jun 2019)
- CF1 Director (1 Dec 2001 to 30 Jun 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.