Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF10a CASS Oversight function (2 Jul 2012 to 30 Jan 2015)
    • CF3 Chief Executive (5 Jan 2011 to 30 Jun 2019)
    • CF4 Partner (5 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2011 to 30 Jun 2019)
  • Duke Street V Limited (no longer approved here)

    FRN 194782

    • CF10a CASS Oversight function (2 Jul 2012 to 30 Jan 2015)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2019)
    • CF8 Apportionment and Oversight (6 Sep 2004 to 31 Mar 2009)
    • CF3 Chief Executive (6 Sep 2004 to 30 Jun 2019)
    • CF1 Director (1 Dec 2001 to 30 Jun 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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